Freeing the scientific literature

Franck Ramus


To editors:

If you landed on this page, you are probably the editor of a scientific journal published by Elsevier Science, or with an excessive subscription rate. As I receive many more review requests than I can possibly honour, I tend to choose journals to which I give my free work according to their publisher's pricing and publication policy. I must say that I find the subscription rates of many journals excessively highly, and I particularly find Elsevier Science's general policy of aggressively buying all the journals and drastically increasing their prices contrary to the general values of scientific communication. Therefore, while this situation continues, it is unlikely that I will provide my refereeing services to your journal and it is therefore preferable to remove my name from the reviewers' database.
Please understand that this policy of mine regarding scientific publishing is entirely unrelated to the scientific work done by the Editorial board, which I greatly respect.
Sincerely yours,
Franck Ramus

PS: Below you will find a page that I created a long time ago and that expands on this issue. Although most of the specifics are outdated now, the general argument still seems valid to me and may be of interest to you.

The problem

Scientific journals are getting more and more expensive, to the point that libraries have to dramatically restrict the range of journals to which they subscribe. As a result, many scientists have trouble accessing articles that are important to their research.

As an example, here are the institutional prices of some of the most expensive cognitive science journals1:
I have now [2007] updated prices after a 3-year interval to observe the evolution of prices. I have also added a few journals.

Journal Publisher Price (US $)
11/07/01
Price (US$)
20/10/04
% increase
in 3 years
Price (US $) 1/09/07% increase in 3 years% increase in 6 years
Brain and Language
Elsevier Science
1220

141916
Brain, Behavior and Evolution Karger 1562 1622
4
25946066
Brain Research (combined subscription including 6 BR journals) Elsevier Science 17444
22386
28
22126
(now the 6 journals are grouped into 2)
-127
Cognition Elsevier Science 1123 1289
15
16783049
Cognitive Neuropsychology
Taylor & Francis

1032

160355
Current Opinion in Neurobiology Elsevier Science 944 NA

160370
Nature Neuroscience
Nature Publishing Group

1809

216019
Neuropsychologia Elsevier Science 2203 2827
28
33191751
Neuroreport Lippincott Williams & Wilkins 2406 3124
30
34281042
Neuroscience Elsevier Science 6270 8047
28
93821750
Trends in Cognitive Sciences Elsevier Science 969 1309
35
16222467
Trends in Neuroscience Elsevier Science 969 1309
35
16222467
Vision Research Elsevier Science 2666 3421
28
40171751

What might the justification for such prices be? An external observer might think that the best journals are made by outstanding scientists who deserve to be paid outstanding fees. But all scientists know that the people who actually make a scientific journal, that is, the authors, the editor and the reviewers, usually don't get a cent from publishers in return for their excellent work. In the case of Cognition [up to 2006], for instance, the contribution of the publisher to the editorial process is limited to reimbursing a fraction of the costs incurred by the editorial office, and offering a free subscription to members of the editorial board. But besides that, the publisher gets the work of the editor, the editorial assistant, the editorial board, the guest reviewers and the authors entirely for free (i.e., paid by universities, etc...). The other possibility is that the publisher's work (formatting, typesetting, printing, distributing, offering reprints to authors) is itself very costly. But the mere existence of certain journals with similar characteristics as those cited above, at prices around or below US$300, with the publisher still making a fair profit, demonstrates that the prices of certain journals are inflated beyond any possible justification.

From the non-representative list above, it would seem that Elsevier Science is very remarkable in the world of scientific publishing. It appears that this remains true even when one compiles comprehensive lists of journals (see the 100 most expensive journals). Maybe part of the reason is that Reed-Elsevier is currently buying all the other publishers (Academic Press being the latest to date), thus getting closer every day to a monopolistic position. But it is also true that other large groups (Wolters Kluwer, Wiley & Sons, Blackwell, Springer-Verlag...) are fighting against Elsevier for supremacy over this lucrative market.

In summary, this situation is an absurdity from both a scientific and an economic point of view:

More information: the Create Change site by the Association of Research Libraries is extremely useful and detailed. There, you will find all the necessary figures to support my assertions: annual increases in subscription prices, corresponding decreases in library subscriptions, profit margins of commercial publishers, etc... Start with the overview of the issues. It also includes concrete examples of action that can be taken by librarians and scholars.

Solutions

Boycott

The most obvious thought that comes to mind is simply to boycott those journals whose publishers are not serving well the scientific community. However, there are several different aspects to the boycott. We all are readers, authors and reviewers at the same time (and some of us are editors), but depending on the hat we are wearing, the boycott is more or less acceptable.

In light of the above, the boycott strategy is only half-realistic. We may therefore want to look for alternative strategies.

The 'subversive' self-archiving proposal

The most passionate advocate of this proposal is Stevan Harnad, who has been arguing for it in countless articles and mailing lists. Start with this article and follow the links if you want more. The essence of the proposal is that the Internet now provides the technical means to make one's article freely available to all. Therefore all authors should use it to self-archive their papers on the web, and make their production available to all without fee. Note that this does not imply that self-publication on the web should replace peer-reviewed publication in real journals, as Harnad makes it clear.

In addition to putting their papers on their own institutional web site, authors should also consider uploading them to electronic e-print archives. Stevan Harnad has created one for the cognitive sciences, Cogprints. This kind of centralized archive allows readers to perform searches on a single website, rather than on the whole web, thereby enormously increasing the efficiency of the search for and diffusion of papers.

One cannot fail to notice the huge conflict of interest between authors putting their papers for free on the web, and publishers trying to sell the same papers to libraries. So the next question of course is:
Is it legal for an author to put his article for free on the web? Could a publisher sue an author for violation of copyright? The answer is: it all depends on the copyright transfer agreement you sign.

Personnally I have always made available the final pdfs of all my published articles on my webpage and I am still waiting for a publisher to sue me. I have never had to regret it. On the contrary, I feel that the overall impact of my work (as measured by citations, etc.) has been greatly increased by my willingness to make it freely available to anybody, on a self-service basis, without anybody having to bother asking me.

Science-friendly copyright

It is clear that the content of the copyright transfer agreements we customarily sign without reading is crucial! The right kind of copyright policy is one that grants authors the right to freely distribute their work for non-commercial purposes (including posting it on public web sites), the publisher retaining all commercial rights. Only this kind of policy will make the subversive proposal not subversive anymore, but simply legal.

At present, publishers vary widely in the kind of copyright policy they enforce. For instance, the American Mathematical Society and the American Physical Society already have policies that meet the above criteria (and therefore demonstrate that such a policy is viable). At the other end of the spectrum, the American Psychological Association has a strikingly backward policy! Certain commercial publishers such as Elsevier Science rank somewhat intermediate along that scale23. N.B.: the above links lead you directly to these publishers copyright transfer forms or policy statements.

Stefano Ghirlanda's Free Science Campaign aims to put pressure on publishers to adopt a science-friendly copyright policy. You are warmly invited to visit his site and support his campaign. See also the Cogprints Copyright FAQ where authors' fears of putting their papers on the web are properly dismissed, and where the APA policy is discussed.

What can we do concretely?

Everybody

Militate!

Many scientists are not even conscious of the issues discussed above. You can therefore help increasing our community's awareness by discussing these issues with your colleagues, editors and publishers, and by providing links from your homepage and/or signature to this page and to others providing related information.

Authors

Archive your papers on the web, both on your home institution's site and on e-prints archives such as Cogprints for the Cognitive Sciences (click here for a list of archives in all scientific domains).

Put pressure on journals, by expressing your concern regarding high subscription prices and restrictive copyright policies. Models of letters are provided on the Free Science and on the Create Change websites.

Reviewers

If you can't review all the papers you are sent, use subscription price/copyright policy criteria to guide your choice of the journals to which you give your work for free. Let journals know about your choices by sending them letters. See Ted Bergstrom's homepage.
Personally, in 2004-2008, I have declined refereeing for Cortex, Cognitive Development, Journal of Phonetics, Brain and Language, Trends in Cognitive Sciences, Neuropsychologia, Speech Communication, Brain Research Bulletin, Journal of Neurolinguistics, Experimental Brain Research, European Journal of Paediatric Neurology, Personality and Individual Differences, Neuroscience Letters, Journal of Communication Disorders, and Cognition on the grounds that I don't give my free work and precious time to Elsevier Science anymore.  (I remained active at Cognition for several years mainly for sentimental reasons, but I have now resigned from the Editorial Board).

Editors

Discuss subscription price and copyright transfer issues with your publisher. Forward authors' and reviewers' opinions to the publisher.

Quit your publisher! Read the fascinating story of Michael Rosenzweig, former editor of Evolutionary Ecology, who quit Kluwer to create Evolutionary Ecology Research, with the same editorial board, authors and readers, and dividing the subscription price by almost 3!

Read a similar story about the creation of Journal of Machine Learning Research, and the resignation of 40 editorial board members of Machine Learning Journal.

This sort of initiative is supported by SPARC's Declaring Independence program.

More

See the Free Science and Create Change pages on what to do.

Even more

Before e-mailing me with counter-arguments to the points above, please follow the links provided, where they are probably already answered:

See also:


Footnotes:

1When choices were available, I selected the US institutional price for print only version. This list is not meant to be representative; I just ran through my bookmarks and picked those above US$900. For more, the Association of Research Libraries publishes a list of the 100 most expensive journals.

2These copyright policies evolve quite rapidly under the pressure of scientists and technological advances. The Free Science site strives to maintain this information up-to-date.

3It may seem somewhat obvious that scholarly societies will be more concerned with scientists' interests than commercial publishers, although they also have revenues to protect. In this light, the attitude of the APA seems all the more inacceptable. But the APA only represents its members, so it really depends on us (you!) to have them change their policy.